The Code of Federal Regulations of the United States of AmericaU.S. Government Printing Office, 1996 - Administrative law The Code of Federal Regulations is the codification of the general and permanent rules published in the Federal Register by the executive departments and agencies of the Federal Government. |
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Page 7
... bank may not hold at any time Types II and III securities of any one obligor in a total amount in excess of 10 per- cent of the bank's capital and surplus . For this purpose , the amount of a secu- rity is to be determined on the basis ...
... bank may not hold at any time Types II and III securities of any one obligor in a total amount in excess of 10 per- cent of the bank's capital and surplus . For this purpose , the amount of a secu- rity is to be determined on the basis ...
Page 12
... bank and not to the bank's individ- ual employees , officers , directors , prin- cipal shareholders , their interests or other affiliates . However , such income may be credited to an affiliate operat- ing under the Bank Holding Company ...
... bank and not to the bank's individ- ual employees , officers , directors , prin- cipal shareholders , their interests or other affiliates . However , such income may be credited to an affiliate operat- ing under the Bank Holding Company ...
Page 14
... banks to include all or a portion of funds obtained through such capital instruments as Tier 1 or Tier 2 capital ... bank's ability to ab- sorb losses , and may require the deduc- tion of this component from the com- putation of Tier ...
... banks to include all or a portion of funds obtained through such capital instruments as Tier 1 or Tier 2 capital ... bank's ability to ab- sorb losses , and may require the deduc- tion of this component from the com- putation of Tier ...
Page 15
... Bank $ 3.9 Purpose and scope . The rules and procedures specified in this subpart are applicable to a pro- ceeding to ... bank's directors and senior management . $ 3.12 Procedures . ( a ) Notice . When the OCC determines that minimum ...
... Bank $ 3.9 Purpose and scope . The rules and procedures specified in this subpart are applicable to a pro- ceeding to ... bank's directors and senior management . $ 3.12 Procedures . ( a ) Notice . When the OCC determines that minimum ...
Page 16
... bank's response period , the Office will decide , based on a review of the bank's response and other information con- cerning the bank , whether individual minimum capital ratios should be es- tablished for the bank and , if so , the ...
... bank's response period , the Office will decide , based on a review of the bank's response and other information con- cerning the bank , whether individual minimum capital ratios should be es- tablished for the bank and , if so , the ...
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Common terms and phrases
administrative law judge affiliate amended amount ance appendix application appraisal appropriate approval assessment area(s assets Authority bank's bilateral netting Board branch or agency capital ratios CBCT cluding collateral collective investment fund Commission community development Comptroller control number corporation Currency debt Department deposit directors disclosure employee eral extensions of credit Federal Acquisition Regulation Federal branch Federal savings association fiduciary foreign bank funds hearing holding company income insured intangible asset investment issued lease lending limited loan or extension Management means ment mortgage national bank notice notify obligation OCC's OECD Office operating paragraph party payment percent performance person preferred stock prior proposed purchase purposes qualified quired real estate record Regulation request revised rules safe and sound securities shareholders sion statement submit subpart subpoena Tier 1 capital tion tional bank transaction
Popular passages
Page 37 - Connecticut Delaware District of Columbia Maine Maryland Massachusetts New Hampshire New Jersey New York Pennsylvania Rhode Island Vermont *Virginia Southeast Alabama Arkansas Florida Georgia...
Page 148 - ... make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or...
Page 156 - An employee or agent engaged in the performance of investigative or prosecuting functions for an agency in a case may not, in that or a factually related case, participate or advise in the decision, recommended decision, or agency review pursuant to section 557 of this title, except as witness or counsel in public proceedings.
Page 110 - ... every stockholder shall have the right to vote in person or by proxy the number of shares owned by him for as many persons as there are directors to be elected, or to cumulate...
Page 114 - ... any loan or discount on the security of the shares of its own capital stock, nor be the purchaser or holder of any such shares, unless such security or purchase shall be necessary to prevent loss upon a debt previously contracted in good faith; and stock so purchased or acquired shall, within six months from the time of its purchase, be sold or disposed of at public or private sale; or, in default thereof, a receiver may be appointed to close up the business of the association, according to section...
Page 126 - Whenever member banks are required to obtain reports from affiliates, or whenever affiliates of member banks are required to submit to examination, the Board of Governors of the Federal Reserve System or the Comptroller of the Currency, as the case may be...
Page 125 - ... as trustee, executor, administrator, registrar of stocks and bonds, guardian of estates, assignee, receiver, committee of estates of lunatics...
Page 266 - ... approved August 28, 1937, as amended, or title V of the Housing Act of 1949, as amended, and shall not apply to real estate loans which are fully guaranteed or insured by a State, or by a State authority for the payment of the obligations of which the faith and credit of the State is pledged, if under the terms of the guaranty or insurance agreement the association will be assured of repayment in accordance with the terms of the loan.
Page 305 - Federal Housing Commissioner, Office of Assistant Secretary for Human Development Services, Office of Immigration and Naturalization Service Independent Counsel, Office of Indian Affairs, Bureau of Indian Affairs, Office of the Assistant Secretary Indian Arts and Crafts Board...
Page 69 - branch" as used in this section shall be held to include any branch bank, branch office, branch agency, additional office, or any branch place of business located in any State or Territory of the United States or in the District of Columbia at which deposits are received, or checks paid, or money lent.