... under common control with, the person specified. (b) Control. The term "control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction... The Safe banking act of 1977: hearings before the Subcommittee on Financial ... - Page 1025by United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation and Insurance - 1977Full view - About this book
| United States. Interstate Commerce Commission - Interstate commerce - 1975 - 1066 pages
...herein, means the possession directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through...ownership of voting securities, by contract or otherwise. If in any instance the existence of control is or may be open to reasonable doubt, the carrier shall... | |
| United States. Interstate Commerce Commission - Interstate commerce - 1975 - 1030 pages
...herein, means the possession directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through...ownership of voting securities, by contract or otherwise. If in any instance the existence of control is or may be open to reasonable doubt, the carrier shall... | |
| United States. Securities and Exchange Commission - Securities - 1958 - 1232 pages
...defined as "the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through...ownership of voting securities, by contract or otherwise". Respondents state that they reasonably believed that the companies classified as customers were not... | |
| United States. Securities and Exchange Commission - Securities - 1956 - 900 pages
...means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through...ownership of voting securities, by contract, or otherwise. Employee. The term "employee" does not include a director, trustee, or officer. Fiscal Year. The term... | |
| United States. Securities and Exchange Commission - Securities - 1955 - 144 pages
...means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, lay contract, or otherwise. Employee. The term "employee" does not include a director, trustee, or... | |
| United States. Securities and Exchange Commission - Securities - 1970 - 166 pages
...directly or indirectly, of the power to direct or cause the direction of the management and policies of i person, whether through the ownership of voting securities, by contract, or otherwise. Employee. The term "employee" does not include a director, trustee, or officer. Fiscal Year. The term... | |
| Administrative law - 1943 - 1104 pages
..."control" means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether through...ownership of voting securities, by contract or otherwise. • (b) The term "affiliate" means the existence of a relationship between two persons (individuals,... | |
| United States. Bituminous Coal Division - Bituminous coal - 1943 - 1380 pages
..."control" means the possession, direct or indirect of the power to direct or cause the direction of the management and policies of a person, whether through...ownership of voting securities, by contract or otherwise. The term "affiliate" means the existence of a relationship between two persons (individuals, firms,... | |
| Administrative law - 1969 - 1140 pages
...reflected on the bank's published financial statements. § 337.3 Insider Transaction. (a) Definitions— (1) Bank. The term "bank" means an insured State nonmember...voting securities, by contract, or otherwise. (4) Insider. The term "insider" means any officer or employee who participates or has authority to participate... | |
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