...be delivered by an underwriter continuing to act as such and by a dealer effecting transactions in securities constituting the whole or a part of an...by such dealer as a participant in the distribution so long as such underwriter or dealer is participating in a distribution, no matter how much time has...

...connection with a distribution otherwise than pursuant to the arrangement, and (b) transactions by a dealer as to securities constituting the whole or a part...or subscription by such dealer as a participant in a distribution of such securities by the issuer or by or through an underwriter otherwise than pursuant...

...connection with a distribution otherwise than pursuant to the plan, and (b) transactions by a dealer as to securities constituting the whole or a part...or subscription by such dealer as a participant in a distrib ution of such securities by the issuer or by or through an underwriter otherwise than pursuant...

...connection with a distribution otherwise than pursuant to the plan, and (b) transactions by a dealer as to securities constituting the whole or a part...or subscription by such dealer as a participant in a distribution of such securities by the issuer or by or through an underwriter otherwise than pursuant...

...was bona fide offered to the public ... by or through an underwriter . . . and except transactions as to securities constituting the whole or a part...participant In the distribution of such securities ... by or through an underwriter. ; and Section 4 (2) which exempts Brokers' transactions, executed upon customers'...

...fide offered to the public by the issuer or by or through an underwriter . . . and except transactions as to securities constituting the whole or a part of an unsold allotment to or been filled without any wholesale purchasing by It up to May, 1944. Had Halsey consistently filled...

...order issued under section 77h of this title is in effect as to the security) , and except transactions petition within the United States or otherwise restrains...trade corporation. Nothing contained in section 18 of i77d Page 1657 §77f (2) Brokers' transactions, executed upon customers' orders on any exchange or...

...which a stop order issued under section 8 is in effect as to such security) and except transactions as to securities constituting the whole or a part...securities by the issuer or by or through an underwriter ; "(4) Transactions on a national securities exchange; "(5) Brokers' transactions, executed upon customers'...

...time of filing the registration statement, to the reporting requirements of section 13 or 15(d) of the Securities Exchange Act of 1934, and (2) as of...securities by the issuer or by or through an underwriter. (15 USC 77d; Secs. 6, 7, 8, 10, 19(a), 48 Stat. 78, 79, 81, 85; secs. 205, 209, 48 Stat. 906, 908;...

...or (2) As the Commission may provide upon application or on its own motion in a particular case. (e) Nothing in this section shall affect the obligation...securities by the issuer or by or through an underwriter. (15 USC 77d) [35 PR 18457, Dec. 4, 1970] REGULATION AR: SPECIAL EXEMPTIONS AUTHORITY: Sections 230.234...