 No officer, director, or employee of any corporation or unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail,...  The Code of Federal Regulations of the United States of America - Page 3371970Full view - About this book
 | United States. Congress. Senate. Committee on Banking and Currency - 1932 - 576 pages
...is not participating in the management or direction of, any affiliate formed for the purpose of, or engaged in, the Issue, flotation, underwriting, public...through syndicate participation of stocks, bonds, debentures, notes, or other securities of any sort, and that during the period that the permit remains... | |
 | United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Monetary Policy, Banking, and Deposit Insurance - Banks and banking - 1935 - 1038 pages
...1936. section 32 of the Banking Act of 1933, as amended, is amended to read as follows : " SEC. 32. No officer, director, or employee of any corporation...participation, of stocks, bonds, or other similar securities, shall serve at the same time as an officer, director, or employee of any member bank except in limited... | |
 | United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1935 - 1050 pages
...to read as follows : " SEC. 32. No officer, director, or employee of any corporation or unincorpoled association, no partner or employee of any partnership,...participation, of stocks, bonds, or other similar securities, shall serve at the same time as an officer, director, or employee of any member bank except hi limited... | |
 | United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1935 - 368 pages
...January 1, 1936. section 32 of the Banking Act of 1933, as amended, is amended to read as follows : primarily engaged in the issue, flotation, underwriting,...participation, of stocks, bonds, or other similar securities, shall serve at the same time as an officer, director, or employee of any member bank except in limited... | |
 | United States. Congress. Senate. Committee on Banking and Currency - Banks and banking - 1935 - 1048 pages
...193«. section 32 of the Banking Act of 1933, as amended, is amended to read as follows : " SEC. 32. No officer, director, or employee of any corporation...or employee of any partnership, and no individual. 1 primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale... | |
 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Courts - 1947 - 1000 pages
...violate the law.1 Section 32 of the Act prohibits, inter alia, any partner or employee of any partnership "primarily engaged in the issue, flotation, underwriting,...participation, of stocks, bonds, or other similar securities" from serving at the same time as an officer, director, or employee of a member bank.2 1 Section 30... | |
 | United States. Supreme Court - Law reports, digests, etc - 1947 - 1006 pages
...violate the law.1 Section 32 of the Act prohibits, inter alia, any partner or employee of any partnership "primarily engaged in the issue, flotation, underwriting,...participation, of stocks, bonds, or other similar securities" from serving at the same time as an officer, director, or employee of a member bank.2 1 Section 30... | |
 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Courts - 1947 - 1026 pages
...violate the law.1 Section 32 of the Act prohibits, inter alia, any partner or employee of any partnership "primarily engaged in the issue, flotation, underwriting,...participation, of stocks, bonds, or other similar securities" from serving at the same time as an officer, director, or employee of a member bank.2 1 Section 30... | |
 | Administrative law - 1996 - 474 pages
...a member bank to own all the stock of such bank. (b) Section 32 provides in relevant part that: Mo officer, director, or employee of any corporation...participation, of stocks, bonds, or other similar securities, shall serve [at] the same time as an officer, director, or employee of any member bank * • *. (c)... | |
 | Administrative law - 1984 - 1238 pages
...38 Stat. 262; 12 USC 248. REGULATIONS § 218.1 Prohibitions. Under Section 32 of the Banking Act of 1933 (49 Stat. 709; 12 USC 78), except as stated in...individual, primarily engaged in the issue, flotation, under writing, public sale, or distribution, at wholesale or retail, or through syndicate participation,... | |
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