 | Administrative law - 1992 - 468 pages
...OTHER TRANSACTIONS WITH MANAGEMENT Furnish the information called for by 12 CFR 11.842 and 11.844 (a) and (c). ITEM 14— PENDING LEGAL PROCEEDINGS Briefly...any such proceedings known to be contemplated. ITEM IS— FINANCIAL STATEMENTS Furnish the following statements. Refer to the following Instructions for... | |
 | Administrative law - 1994 - 786 pages
...information required by Items 402 and 404(a) and 404<c) of Regulation SK. 17 CFR 229.402 and 229.404ta) and (c). ITEM 14— PENDING LEGAL PROCEEDINGS Briefly...to any such proceedings known to be contemplated. §16.6 Name and address Relationship with bank Amount beneficially owned Percent of class booe ficially... | |
 | Administrative law - 1984 - 1238 pages
...Include the name of the court or agency in which the proceedings were instituted, the date instituted, the principal parties thereto, a description of the...as to any such proceedings known to be contemplated by governmental authorities. Instructions. 1. No collection action or other claim need be described... | |
 | Administrative law - 1993 - 680 pages
...Include the name of the court or agency in which the proceedings are pending, the date Instituted, the principal parties thereto, a description of the...as to any such proceedings known to be contemplated by governmental authorities. Instructions. 1. Notwithstanding instruction 2 to this item, administrative... | |
 | Administrative law - 1998 - 784 pages
...Include the name of the court or agency in which the proceedings are pending:, the date Instituted, , by governmental authorities. Instructions to Item 103:1. If the business or-dinarily results In actions... | |
 | Administrative law - 1977 - 970 pages
...Include the name of the court or agency In which the proceedings are pending, the date Instituted, the principal parties thereto, a description of the...Include similar Information as to any such proceedings knowu to be contemplated by governmental authorities. Instructions. 1. No Information need be given... | |
 | Administrative law - 1995 - 1136 pages
...Include the name of the court or agency in which the proceedings are pending, the date instituted, the principal parties thereto, a description of the...relief sought. Include similar information as to any proceedings known to be contemplated by governmental authorities. ITEM 5— EXECUTIVE OFFICERS (a)... | |
 | Administrative law - 1996 - 902 pages
...to satisfy. Include the name of the court in which the proceedings are pending, the date instituted, the principal parties thereto, a description of the...to underlie the proceeding and the relief sought. (2) Describe the type of and reason for each enforcement action in effect, ie, agreements, cease and... | |
 | Administrative law - 2003 - 720 pages
...to satisfy. Include the name of the court in which the proceedings are pending, the date instituted, the principal parties thereto, a description of the...to underlie the proceeding and the relief sought. (2) Describe the type of and reason for each enforcement action in effect, ie, agreements, cease and... | |
 | Administrative law - 2001 - 994 pages
...Include the name of the court where the case is pending, the date instituted, the principal parties, a description of the factual basis alleged to underlie the proceeding, and the relief sought. (13) For all directors, and for each of the three highest-paid Officers that have aggregate compensation... | |
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Include the name of the court or agency in which the proceedings are pending, the date instituted, the principal parties thereto, a description of the factual basis alleged to underlie the proceeding and the relief sought. 
