| United States. General Accounting Office - Finance - 1922 - 640 pages
...rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the public interest and consistent with the protection...investors and the purposes fairly intended by the policy and provisions of [the Act]. 15 USC ยง 80a-6(c). Pursuant to its determination that Flex-funds... | |
| United States. Securities and Exchange Commission - Securities - 1949 - 1134 pages
...final distribution will be made to stockholders not later than November 1, 1946. It is appropriate in the public interest and consistent with the protection...fairly intended by the policies and provisions of the Act to grant applicant the exemption hereinafter provided. Wherefore it is ordered that Southwest... | |
| United States. Securities and Exchange Commission - Securities - 1953 - 734 pages
...brokerage commission of $66,050 on the sale of real estate owned by Pennsylvania is appropriate in the public interest and consistent with the protection...investors and the purposes fairly intended by the policy and provisions of the Act. An appropriate order will issue. By the Commission (Chairman Caffrey... | |
| United States. Securities and Exchange Commission - Securities - 1943 - 1160 pages
...from any or all provisions of the Act to the extent that such exemption is necessary or appropriate in the public interest and consistent with the protection of investors and the purposes of the Act. The applicant now has only three individual stockholders. It has outstanding an offer to... | |
| United States. Securities and Exchange Commission - Securities - 1941 - 1124 pages
...provisions of the Act held that a temporary exemption will be granted as necessary or appropriate in the public Interest and consistent with the protection of Investors and the purposes of the Act APPEARANCES : Harry S. Carver, of the Investment Company Division of the Commission. Herbert... | |
| United States. Securities and Exchange Commission - Securities - 1955 - 1022 pages
...order of exemption if we find that such exemption is necessary or appropriate in the public interestand consistent with the protection of investors and the purposes fairly intended by the policy and provisions of the Act. We have held that this broad power must not be so freely applied... | |
| United States. Securities and Exchange Commission - Securities - 1953 - 828 pages
...the company was not of a type contemplated for regulation and where the exemption is appropriate in the public interest and consistent with the protection of investors and the purposes of the Act. We conclude that the applicant should be exempted from all provisions of the Act. It is... | |
| United States. Securities and Exchange Commission - Securities - 1953 - 824 pages
...participations In all the expenses incurred and benefits derived therefrom held that it is appropriate In the public interest and consistent with the protection of investors and the purposes of the Act to grant, subject to certain conditions, the exemption relief requested so that individual... | |
| United States. Securities and Exchange Commission - Securities - 1960 - 996 pages
...of Sections 16 (a) and 18 (i) of the Act is not necessary or appropriate in the public interest or consistent with the protection of investors and the purposes fairly intended by the policy and provisions of the Act, and that the application therefor should be denied. We further find... | |
| United States. Securities and Exchange Commission - Securities - 1953 - 1110 pages
...to the extent that snch exemption Is necessary or appropriate In the public Interest and eonasstnt with the protection of Investors and the purposes fairly Intended by the poller and provisions of this title." A condensed statement of Automatic's assets, unconsolidated,... | |
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