Study of Securities and Exchange Commission: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-second Congress, Second Session, on Powers, Duties, and Functions of Securities and Exchange Commission, Part 1 |
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accounting firm amendment American amount annual reports application assets attorneys audit balance sheet BANE broker broker-dealer capital certified Chairman Chairman HELLER Commissioner Cook Commissioner MCENTIRE Commissioner ROWEN committee common stock Corp corporation correct counsel court Date of order dealer debenture Debtor directors disclosure Division effective Exchange Commission exemption filed financial statements fraud furnish Gas & Electric Holding Company Act Injunction issued interest investment companies investors issuer Kaiser-Frazer Loss McDONALD ment NASD offering operating order Holding Company person Power & Light preferred stock problem proceedings proposed prospectus provisions proxy proxy statement purchase pursuant regional office Registration revoked registration statement regulation release reorganization rules section 11 Securities Act Securities and Exchange Securities Exchange Act security holders shareholders shares sold solicitation statute subcommittee subsidiaries tion Total transactions trustee underwriters York York Curb Exchange York Stock Exchange