 | United States. Securities and Exchange Commission - Securities - 1956 - 926 pages
...of any national securities exchange. "(1) to employ any device, scheme, or artifice to defraud, "(2) to make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or "(3) to engage In any act, practice, or course of business which operates or would operate as a fraud... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...directly or indirectly — 1508—37 2 (1) To employ any device, scheme, or artifice to defraud, or (2) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statement made, in light of the circumstances under which they are made, not misleading.... | |
 | United States. Securities and Exchange Commission - Securities - 1956 - 900 pages
...of any national securities exchange, (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or SECT. HI ItS Rule lOb-6. ProhibitioBs Against Tradiag by Persons Interested i> a (a) It shall constitute... | |
 | United States. Securities and Exchange Commission - Securities - 1953 - 828 pages
...any national securities exchange — "(1 ) to employ any device, scheme, or artifice to defraud. "(2) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made. In the light of the circumstances oader which they were made, not... | |
 | United States. Securities and Exchange Commission - Securities - 1953 - 824 pages
...Interstate commerce, or of the malls, . . . (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or to omit to state a material The order for hearing raises two principal questions : (a) Whether in the period from October 14, 1943,... | |
 | Wisconsin - Session laws - 1941 - 686 pages
...collectively as "advertising matter" which shall contain an untrue statement of a material fact or omit to state a material fact necessary in order to...circumstances under which they were made, not misleading, or which shall contain inadequate or incomplete information concerning relevant matters therein mentioned... | |
 | Administrative law - 1985 - 688 pages
...instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud,...circumstances under which they were made, not misleading, or Securities and Exchange Commission (c) To engage in any act, practice, or course of business which... | |
 | Administrative law - 2002 - 1016 pages
...with an issuer tender offer: (i) To employ any device, scheme or artifice to defraud any person; (ii) To make any untrue statement of a material fact or...circumstances under which they were made, not misleading; or (iii) To engage in any act, practice or course of business which operates or would operate as a fraud... | |
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... to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading... 
