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" ... days after the first date upon which the security was bona fide offered to the public by the issuer or by or through an underwriter... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 35
1966
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - Corporation law - 1968 - 374 pages
...expiration of forty days after the first date upon which the security was bona fide offered to the public Dy the issuer or by or through an underwriter after such effective date, whichever is later (excluding in the computation of such forty days any time during which a stop 54 Stat. 857. order issued...
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Annual Report of the SEC.

United States. Securities and Exchange Commission - Securities - 1963 - 1134 pages
...statement had been filed, expired 40 days after the effective date of such registration statement or the first date upon which the security was bona fide offered to the public by or through an underwriter after such effective date, whichever was later. In addition to renumbering...
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Decisions and Reports, Volume 30

United States. Securities and Exchange Commission - Securities - 1956 - 1016 pages
...underwriter in respect of the security involved in such transaction), except transactions within one year after the first date upon which the security was bona...public by the issuer or by or through an underwriter . . . and except transactions as to securities constituting the whole or a part of an unsold allotment...
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Decisions and Reports, Volume 23

United States. Securities and Exchange Commission - Securities - 1953 - 824 pages
...issuer not involving a public offering" and "transactions by a dealer" other than those "within one year after the first date upon which the security was bona fide offered to the public ... by or through an underwriter . . ." This shows a specific intention to subject to the registration and...
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United States Code, Volume 2

United States - Law - 1953 - 1692 pages
...underwriter in respect of the security involved in such transaction), except transactions within one year aeGb0c bZc (excluding in the computation of such year any time during which a stop order issued under section...
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United States Code, Volume 2

United States - Law - 1988 - 1350 pages
...subsection in such security and before the expiration of 40 days after the first date on which such security was bona fide offered to the public by the issuer or by or through an underwriter, if such stockbroker provides, at the time of or before such transaction by such stockbroker, a disclosure...
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Laws Relating to Securities Commission, Exchanges and Holding Companies ...

United States - Corporation law - 1964 - 356 pages
...statement or prior to the expiration of forty days after the first date upon which the security was bpna fide offered to the public by the issuer or by or...underwriter after such effective date, whichever is later (excluding in the computation of such forty days any time during which a stop order issued 77h. under...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1968 - 782 pages
...77s8s, 80a—37, 80b—11) [19 PR 4300, July 14, 1954; 20 PR 2510, Apr. 16, 1955, as amended at 29 PR 16982, Dec. 11 1964] § 230.174 Delivery of prospectus...following provisions: (a) No prospectus need be delivered by such dealer If the registration statement is on Form S—7 (17 CFR 239.26), 8—8 (17 CFR 239.16b),...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1990 - 560 pages
...which a registration statement has been filed taking place prior to the expiration of the 40- or 90day period specified in section 4(3) of the Act after...need be delivered if the registration statement is on Form F-6 (§ 239.36 of this chapter). (b) No prospectus need be delivered if the issuer is subject,...
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The Code of Federal Regulations of the United States of America

Administrative law - 1971 - 660 pages
...which a registration statement has been filed taking place prior to the expiration of the 40- or 90-day period specified in section 4(3) of the Act after...need be delivered if the registration statement is on Form S-12 (§ 239.19 of this chapter) or S-13 (§ 239.25 of this chapter) unless registration of the...
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