The Code of Federal Regulations of the United States of AmericaU.S. Government Printing Office, 1981 - Administrative law The Code of Federal Regulations is the codification of the general and permanent rules published in the Federal Register by the executive departments and agencies of the Federal Government. |
From inside the book
Results 1-5 of 100
Page 7
... amount in excess of 10 per- cent of the bank's capital and surplus . For this purpose , the amount of a se- curity is to be determined on the basis of the par or face value of the secu- rity . In the case of Type II securities ...
... amount in excess of 10 per- cent of the bank's capital and surplus . For this purpose , the amount of a se- curity is to be determined on the basis of the par or face value of the secu- rity . In the case of Type II securities ...
Page 47
... amount st of authorized but unissued stock , ex- clusive of that amount specifically re- served for issuance in connection with employee compensation programs and for satisfying requirements of the con- vertible securities of the bank ...
... amount st of authorized but unissued stock , ex- clusive of that amount specifically re- served for issuance in connection with employee compensation programs and for satisfying requirements of the con- vertible securities of the bank ...
Page 48
... amount of such increase is paid in ( or in the case of an increase by way of stock dividend , until such stock divi- dend has been duly declared ) and notice thereof , duly acknowledged before a notary public by the presi- dent , vice ...
... amount of such increase is paid in ( or in the case of an increase by way of stock dividend , until such stock divi- dend has been duly declared ) and notice thereof , duly acknowledged before a notary public by the presi- dent , vice ...
Page 49
... amount of subordinated de- bentures outstanding at any time , when added to all other outstanding indebtedness of the bank ( except those forms of indebtedness exempt from the provisions of 12 U.S.C. § 82 ) , shall not exceed an amount ...
... amount of subordinated de- bentures outstanding at any time , when added to all other outstanding indebtedness of the bank ( except those forms of indebtedness exempt from the provisions of 12 U.S.C. § 82 ) , shall not exceed an amount ...
Page 55
... amount paid into the bank therefor , shall be executed by the president , vice president or cashier of the bank and filed with the Regional Adminis- trator and until the Office's Certifi- cate has been obtained specifying the amount of ...
... amount paid into the bank therefor , shall be executed by the president , vice president or cashier of the bank and filed with the Regional Adminis- trator and until the Office's Certifi- cate has been obtained specifying the amount of ...
Other editions - View all
Common terms and phrases
affiliate agency aggregate amended amount application approval assets authorized balance sheet bank holding company bank's beneficial owner beneficial ownership capital CBCT Certificate cial clude collective investment fund Comptroller consolidated copies corporation curities Currency deemed deposit directors dividends employee equity securities Exchange Act exempt Federal branch fiduciary financial statements fiscal Form funds furnished holding company income Instructions interest investment issued Item L'Enfant Plaza lease liabilities limited material ment merger municipal securities dealer national bank notice number of shares obligations offering circular Office operating option organizing outstanding ownership paragraph participant payment percent period preferred stock prior proposed proxy proxy statement purchase purposes quired record Regional Administrator registered repurchase agreements request Reserve respect rities secu security holders shareholders solicitation specified subsidiaries tender offer term thereof tion tional bank transaction troller trust voting
Popular passages
Page 120 - ... under common control with, the person specified. (b) Control. The term "control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract...
Page 99 - equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any other security which the...
Page 148 - ... (A) the background and identity of all persons by whom or on whose behalf the purchases have been or are to be effected; (B) the source and amount of the funds or other consideration used or to be used in making the purchases, and if any part of the purchase price or proposed purchase price is represented or is to be represented by funds or other consideration borrowed or otherwise obtained for the purpose of acquiring, holding, or trading...
Page 87 - No association shall make any loan or discount on the security of the shares of its own capital stock, nor be the purchaser or holder of any such shares, unless such security or purchase shall be necessary to prevent loss upon a debt previously contracted in good faith...
Page 142 - Statement, form of proxy, notice of meeting, or other communication, written or oral, containing any statement that, at the time and in the light of the circumstances under which it is made, is false or misleading with respect to any material fact, or that omits to state any material fact necessary in order to make the statements therein not false or misleading or necessary to correct any statement in any earlier communication with respect to the solicitation of a proxy for the same meeting or subject...
Page 121 - material", when used to qualify a requirement for the furnishing of information as to any subject, limits the information required to those matters as to which an average prudent investor ought reasonably to be informed before purchasing the security registered.
Page 183 - FINANCIAL STATEMENTS AND EXHIBITS List below the financial statements and exhibits, if any, filed as a part of this report: (a) Financial statements. (b) Exhibits. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the bank has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Name of bank...
Page 121 - Any person who, in connection with the founding and organizing of the business or enterprise of an issuer, directly or indirectly receives in consideration of services or property, or both services and property, 10 percent or more of any class of securities...
Page 62 - Such limitation of 10 per centum shall be subject to the following exceptions : "(1) Obligations in the form of drafts or bills of exchange drawn in good faith against actually existing values shall not be subject under this section to any limitation based upon such capital and surplus. " (2) Obligations arising out of the discount of commercial or business paper actually owned by the person, copartnership, association, or corporation negotiating the same shall not be subject under this section to...
Page 259 - Briefly describe any material pending legal proceedings, other than ordinary routine litigation incidental to the business, to which the registrant or any of its subsidiaries is a party or of which any of their property is the subject.