SEC/CFTC Jurisdictional Issues: Hearings Before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, Second Session, on H.R. 4477, a Bill to Combine the Functions of the Commodity Futures Trading Commission and the Securities and Exchange Commission ... May 3 and 24, 1990, Volume 4 |
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agency agricultural American Stock Exchange believe Board Brady Report Breeden CFTC Chairman Chicago Mercantile Exchange CIGNA clearing committee Commodity Exchange Act Commodity Futures Trading competitive concern Congress coordinated Council Coxon decline effective equity markets exclusivity clause Federal Reserve financial futures financial institutions financial markets firms functions funds futures contracts futures exchanges futures margins Futures Trading Commission Glickman Gramm Greenspan index arbitrage index futures market industry innovation instruments investment IP's issue jurisdiction legislation margin levels margin requirements market break Market Reform Hearings market volatility marketplace NYSE O'BRIEN October October 13 oversight percent position problems program trading proposal regulation regulatory authority regulatory structure regulatory system responsibility risk Russo securities exchanges securities markets selling SLATTERY statement stock index futures stock market stock options stocks and stock subcommittee supra note 20 testimony Thank tion transfer uptick rule Written Submission York Stock Exchange
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Page 328 - Federal financial institutions regulatory agencies" means the Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, the Office of Thrift Supervision, and the National Credit Union Administration; (2) the term "Council" means the Financial Institutions Examination Council" and (3) the term "financial institution
Page 62 - Speculators may do no harm as bubbles on a steady stream of enterprise. But the position is serious when enterprise becomes the bubble on a whirlpool of speculation.
Page 328 - Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation, the Board of Governors of the Federal Reserve System and the...
Page 265 - Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940.
Page 325 - The Board of Governors of the Federal Reserve System, the Comptroller of the Currency, the Federal Home Loan Bank Board...
Page 325 - Dear Mr. Chairman: I am writing to you on behalf of the National Association of Federal Credit Unions (NAFCU), the only national...
Page 327 - FFIEC is a formal interagency body empowered to prescribe uniform principles, standards, and report forms for the federal examination of financial institutions by the Board of Governors of the Federal Reserve System (FRB), the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration (NCUA), the Office of the Comptroller of the Currency (OCC), and the Office of Thrift Supervision (OTS...
Page 248 - Mr. Chairman and Members of the Committee: It is my pleasure to appear before you today to bring you up to date on the good news about the Naval Reserve and to look ahead to the future. I will discuss my "report card" for the past year and present our program for Fiscal Year 1986.
Page 325 - Honorable Edward J. Markey Chairman, Subcommittee on Telecommunications and Finance Committee on Energy and Commerce United States House of Representatives Washington, DC 20515 Dear...
Page 330 - Government may delegate his or her authorities under this paragraph to an official of such agency or department who has personnel security responsibilities and is a member of the Senior Executive Service or equivalent civilian or military rank. (D) Report to the Congress Not later than January 31 of each year, the head of each agency and department of the United States Government that exercised authority under this paragraph during the preceding year...