| United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Courts - 1980 - 1224 pages
...fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly known as a 'security,' or any...temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." The definition... | |
| United States. Congress. Senate. Committee on Banking and Currency - Stock exchanges - 1933 - 1262 pages
...pre'jrganization certificate or subscription, transferable share, investment contract, voting-trust certificate, or in general, any instrument commonly known as a...receipt for, or warrant or right to subscribe to or purchase, uny of the foregoing, but the term "security" as used in this Act shall out include any direct... | |
| United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 pages
...agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificates, preorganization certificate or subscription, transferable...draft, bill of exchange, or banker's acceptance which arises out of a current transaction or the proceeds of which have been or are to be used for current... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 pages
...preorganizition certificate or subscription, transferable share, investment contract, votingtmst certificate, or in general, any instrument commonly known as a...subscribe to or purchase, any of the foregoing, but the term "security" as used in this Act shall not include any direct ' ligation guaranteed as to principal... | |
| United States. Congress. Senate. Committee on Banking and Currency - Stock exchanges - 1934 - 922 pages
...certificate of interest in property tangible or intangible, or, in general, any instrument wmmonly known as a security, or any certificate of interest...receipt for, or warrant or right to subscribe to or purchase any of the foregoing. (13) The term "State" means any State of the United States, the District... | |
| United States - Criminal law - 1935 - 294 pages
...or transferring or assigning any right, title, or interest in or to goods, wares, and merchandise, or, in general, any instrument commonly known as a...temporary or interim certificate for, receipt for, warrant, or right to subscribe to or purchase any of the foregoing, or any forged, counterfeited, or... | |
| United States. Congress. Senate. Committee on Interstate Commerce - Holding companies - 1935 - 1298 pages
...voting-trust certificate, certificate of deposit for a security, receiver's or trustee's certificate, or in general any instrument commonly known as a "...temporary or Interim certificate for, receipt for, guaranty of or warrant or right to subscribe to or purchase, any of the foregoing ; (17) "voting security"... | |
| New York (State) - Session laws - 1936 - 1416 pages
...or transferring or assigning any right, title, or interest in or to goods, wares, and merchandise, or, in general, any instrument commonly known as a...temporary or interim certificate for, receipt for, warrant, or right to subscribe to or purchase any of Time for delivery. the foregoing, is presented... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1937 - 580 pages
...fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly known as a "security", or any...temporary or interim certificate for, receipt for, guaranty of, or warrant or right to subscribe to or purchase any of the foregoing. (3) The term "issuer",... | |
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