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" Commission determines, after notice and opportunity for hearing, that such corporation directly or indirectly exercises (either alone or pursuant to an arrangement or understanding with one or more other persons) such a controlling influence over the... "
Bank Holding Bill, Hearing Before a Subcommittee of ..., 81-on S. 2318 ... - Page 34
by United States. Congress. Senate. Committee on Banking and Currency - 1950 - 376 pages
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Public Utility Holding Company Act of 1935: Hearings, April 16 to 29, 1935

United States. Congress. Senate. Committee on Interstate Commerce - Electric utilities - 1935 - 1164 pages
...Subsection (7) reads : ".Holding company" means (A) any company which, cither alone or in conjunction and pursuant to an arrangement or understanding with one or more other persons, directly or indirectly, controls a public-utility company, whether such control is exercised through...
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Decisions and Reports, Volume 38

United States. Securities and Exchange Commission - Securities - 1960 - 996 pages
...or more of the voting securities of a public-utility company or holding company, if it nevertheless directly or indirectly exercises (either alone or...such a controlling influence over the management or policies '••nils differentiation was pointed out in United Corp., 232 F. 2d 601-606, note 11 (CA...
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Decisions and Reports

United States. Securities and Exchange Commission - Securities - 1941 - 1690 pages
...denied, the Commission being unable to find that the applicants do not "directly or indirectly, exercise (either alone or pursuant to an arrangement or understanding...such a controlling Influence over the management or policies of any public utility or holding company as to make it necessary or appropriate in the public...
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Decisions and Reports, Volume 3

United States. Securities and Exchange Commission - Securities - 1940 - 1240 pages
...large stockholders, or any of them, will directly or indirectly exercise (either alone or pursuant to arrangement or understanding with one or more other...such a controlling influence over the management or policies of any of the holding companies above mentioned so as to make it necessary or appropriate...
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Decisions and Reports, Volume 14

United States. Securities and Exchange Commission - Securities - 1947 - 1062 pages
...applicant are not subject to a controlling influence, directly or indirectly, by such holding company (either alone or pursuant to an arrangement or understanding with one or more other persons) so as to make it necessary or appropriate in the public interest or for the protection of investors...
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Decisions and Reports, Volume 9

United States. Securities and Exchange Commission - Securities - 1943 - 1160 pages
...applicant are not subject to a controlling Influence, directly or Indirectly, by such holding company (either alone or pursuant to an arrangement or understanding with one or more other persona) so as to make it necessary or appropriate In the public interest or for the protection of...
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Decisions and Reports, Volume 4

United States. Securities and Exchange Commission - Securities - 1940 - 1176 pages
...Electric Company, Associated Gas & Electric Corporation, and Associated Utilities Corporation (whether alone or pursuant to an arrangement or understanding with one or more other persons) so as to make it necessary or appropriate in the public interest and for the protection of investors...
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Decisions and Reports, Volume 7

United States. Securities and Exchange Commission - Securities - 1941 - 1192 pages
...Utility Holding Company Act of 1935 to determine whether each of the persons named in the caption hereof, either alone or pursuant to an arrangement or understanding with one or more of the other respondents,2 directly or indirectly, exercises such a controlling influence over the...
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Decisions and Reports

United States. Securities and Exchange Commission - Securities - 1956 - 1172 pages
...Commission determines, after notice and opportunity for hearing, directly or indirectly, to exercise (either alone or pursuant to an arrangement or understanding with one or more persons) such a controlling influence over the management or policies of any public-utility or holding...
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Decisions and Reports, Volume 8

United States. Securities and Exchange Commission - Securities - 1941 - 1124 pages
...directly or indirectly by Wisconsin Public Service Corporation or Wisconsin Power and Light Company (either alone or pursuant to an arrangement or understanding with one or more persons) either through one or more intermediary persons or by any means or device whatsoever and (2)...
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