| United States. Securities and Exchange Commission - Securities - 1970 - 166 pages
...; (C) It provides that the agreement shall not be subject to cancellation by either party, and that the loan shall not be repaid and the agreement shall...mutual consent or otherwise if the effect thereof would be to make the agreement inconsistent with the conditions of this rule or to reduce the net capital... | |
| United States. Securities and Exchange Commission - Securities - 1956 - 900 pages
...cancellation at the will of either party and is for a term of not less than one year ; (C) it provides that it shall not be terminated, rescinded or modified by...consent or otherwise, if the effect thereof would be to make the agreement inconsistent with the conditions of this section, or to reduce the net capital... | |
| Administrative law - 1978 - 1130 pages
...(iv) It provides that the agreement shall not be subject to cancellation by either party, and that the loan shall not be repaid and the agreement shall...mutual consent or otherwise if the effect thereof would be to make the agreement inconsistent with the conditions of this regulation or to reduce the adjusted... | |
| Administrative law - 1997 - 608 pages
...shall not be subject to can-cellation by either party; no payment shall be made with respect thereto and the agreement shall not be terminated, rescinded...con-sent or otherwise if the effect thereof would be inconsistent with the require-ments of paragraph (h) of this section. (ii) Notice of maturity or... | |
| Administrative law - 2001 - 642 pages
...shall not be subject to cancellation by either party; no payment shall be made with respect thereto and the agreement shall not be terminated, rescinded...mutual consent or otherwise if the effect thereof would be inconsistent with the requirements of paragraph (h) of this section. (li) Notice of maturity or... | |
| Administrative law - 1990 - 814 pages
...shall not be subject to cancellation by either party; no Payment shall be made with respect thereto and the agreement shall not be terminated, rescinded...mutual consent or otherwise if the effect thereof would be inconsistent with the requirements of 17 CFR 240.15C3-1 and 240.15c3-ld. (2) Notice of Maturity... | |
| Administrative law - 1986 - 1004 pages
...shall not be subject to cancellation by either party; no payment shall be made with respect thereto and the agreement shall not be terminated, rescinded...mutual consent or otherwise if the effect thereof would be inconsistent with the requirements of paragraph (h) of this section. (ii) Notice of maturity or... | |
| Administrative law - 1949 - 736 pages
...at the will of either party and is for a term of not less than one year ; (iii) It provides that it shall not be terminated, rescinded or modified by...consent or otherwise, if the effect thereof would be to make the agreement Inconsistent with the conditions of this rule, or to reduce the net capital... | |
| Administrative law - 1977 - 958 pages
...cancellation by either party, and that the loan shall not be repaid and the agreement shall §1.17 be terminated, rescinded or modified by mutual consent or otherwise If the effect thereof would be to make the agreement Inconsistent with the conditions of this regulation or to reduce the adjusted... | |
| Administrative law - 2000 - 622 pages
...payment shall be made with respect thereto and the agreement shall not be terminated, §1.17 §1.17 rescinded or modified by mutual consent or otherwise if the effect thereof would be inconsistent with the requirements of paragraph (h) of this section. (ii) Notice of maturity or... | |
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