 | United States. Small Business Administration - Small business - 1976 - 526 pages
...Section 3(a)(ll) of the Securities Act, which exempts from registration securities that are part of an issue offered and sold only to persons resident within a single state, if the issuer is a person resident and doing business within such state. The intrastate exemption,... | |
 | United States. Securities and Exchange Commission - Securities - 1962 - 1022 pages
...Act In pertinent part provides an exemption from registration for any security "which Is a part of an Issue offered and sold only to persons resident within a single state . . . where the Issuer of such security la ... a corporation Incorporated by and doing business within... | |
 | United States. Securities and Exchange Commission - Securities - 1958 - 1232 pages
...mineralisation of registrant's properties. 37 SBC Section 3 (a) (11) for any security which is part of an issue offered and sold only to persons resident within a single state, the record shows that a sale of stock was made to a non-resident of Texas. The exemption provided in... | |
 | United States - Corporation law - 1964 - 356 pages
...by law to grant such approval ; "(11) Any security which is a part of an issue sold only to persona resident within a single State or Territory, where...person resident and doing business within or, if a corppration, incorporated by and doing business within, such State or Territory." SEC. 203. (a) Paragraph... | |
 | Administrative law - 1997 - 714 pages
...that provided by section 3(a)(ll) of the Act for transactions in any security which is a part of an issue offered and sold only to persons resident within...security is a person resident and doing business within * * * such State or Territory. The legislative history of that Section suggests that the exemption... | |
 | Administrative law - 1995 - 764 pages
...that provided by section 3(a)(ll) of the Act for transactions in any security which is a part of an issue offered and sold only to persons resident within...security is a person resident and doing business within * * * such State or Territory. The legislative history of that Section suggests that the exemption... | |
 | Administrative law - 1997 - 734 pages
...that provided by section 3(a)(ll) of the Act for transactions in any security which, is a part of an issue offered and sold only to persons resident within...such security is a person resident and doing business urithin * * * such State or Territory. The legislative history of that Section suggests that the exemption... | |
 | Administrative law - 2001 - 742 pages
...3(a)(ll) of the Act for transactions in any security which is a part of an issue offered and sold only lo persons resident within a single State or Territory,...security is a person resident and doing business within * * * such State or Territory. The legislative history of that Section suggests that the exemption... | |
 | Administrative law - 2002 - 748 pages
...made in accordance with all of the terms and conditions of this rule shall be deemed to be part of an issue offered and sold only to persons resident within a single state or territory where the issuer is a person resident and doing business within such state or territory, within the meaning of section... | |
 | Administrative law - 1998 - 784 pages
...accord5 ance with all of the terms and condi-tions of this rule shall be deemed to be f part of an p 4 Is a per-son resident and doing business within such state or territory, within the 3 meaning of section... | |
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Act for transactions in any security which is a part of an issue offered and sold only to persons resident within a single State or Territory, where the issuer of such security is a person resident and doing business within * * * such State or Territory. 
